LAW 710 - Securities Regulation

Credits, 3 sem. hrs.

Prerequisite(s): Business Associations I (LAW 619).

A study of laws relating to creation, issuance, ownership and transfer of securities, including problems of the issuer, investor and control agencies and institutions; securities markets and exchanges; duties and liabilities of dealers, brokers, underwriters and sellers; control persons; the Securities and Exchange Commission and its functions; and so-called “blue-sky” laws.

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